Compliance Advisers has expanded its services to include Securities Industry Expert Witness services.

After over 2 decades in the industry, Compliance Advisers found that people and companies of any size in the securities and investment industry require testimonies from experts in the field. The field is constantly changing and any case can gain strength and breadth from the words of a reputable and educated testimony.

The best part about Expert Witness services from Compliance Advisers is the range of services you can use. From consultation to review, drafting and testimony, Compliance Advisers will walk you through the process easily and thoroughly.

The areas of expertise include: Broker/Dealer Compliance;  Investment Adviser Compliance; Investment Company Compliance; Net Capital Compliance; Securities Rules & Regulations.

Call Now to get started.

Every case is different and we understand that you need a careful eye and attention to detail. We know that your time is of the essence.

So let’s get started today!

Call 303 795 0400